Category Archives: Financial/Banking

interoperability agreements

Blogging from the UK and using a neat Toshiba Notebook – just for my personal record. Interoperability agreements with competitors in European Clearing, a new chapter in the security industry and a host of interesting developments in the making.

US and UK/EU Legal & Compliance “Hot Topics”

It doesn’t look like ediscovery is under the “Hot Topics”. Maybe ‘ediscovery’ is too hot to handle. The topics listed under the programme, such as recording, securing and accessing client communications are mostly to do with Know Your Customer (KYC). It would be interesting to hear the recent lessons from the compliance officers and also [...]